NASAA Extends Registration System Fee Waiver for State Investment Advisory Firms – Corporate / Commercial Law

0

United States: NASAA Extends Registration System Fee Waiver for State Investment Advisory Firms

To print this article, simply register or connect to Mondaq.com.

The North American Association of Securities Administrators (“NASAA”) expanded its waiver of the Investment Adviser Registration Deposit System (“IARD”) fee on state-registered investment advisory firms in 2022. The IARD is a “NASAA sponsored internet database and the Securities and Exchange Commission which provides investment advisers and their representatives with a single source for filing state and federal registrations and notice filings. ”NASAA also continued with its initial setup fees and its Reduced annual system fee, which will remain at $ 15 for investment advisor representatives.

Primary sources

  1. NASAA Press Release: NASAA Extends System Fee Waiver for State Registered Investment Advisory Firms

The content of this article is intended to provide a general guide on the subject. Specialist advice should be sought regarding your particular situation.

POPULAR POSTS ON: US Corporate / Commercial Law


Source link

Leave A Reply

Your email address will not be published.